Deck General & Safety · Documentation & Inspection

Vessel Documentation & Inspection Requirements for Licensed Captains

USCG documentation vs. state registration, Certificate of Documentation eligibility, required onboard documents, Certificate of Inspection rules, HIN format, and safety equipment tables — everything tested on the captain's license exam.

5 net tons

Minimum size for USCG documentation eligibility

COD

Certificate of Documentation — vessel's federal passport

COI

Certificate of Inspection — required for passengers for hire

USCG Documentation vs. State Registration

Federal documentation and state registration are two distinct systems. Federal documentation supersedes state registration — a documented vessel is not required to display a state number, though some states still collect annual fees. Know which system applies and why.

FactorUSCG DocumentationState Registration
Governing authorityFederal — USCG / NVDC (National Vessel Documentation Center)State — each state's DMV or fish & wildlife agency
Eligibility5+ net tons, wholly U.S. citizen ownedAny vessel with a motor; some states require all vessels
Required displayVessel name & hailing port on hull; no state numberState number on bow, validation decal within 6 inches
Primary documentCertificate of Documentation (COD) — kept aboardState registration certificate — kept aboard
International travelRequired — COD is the vessel's passportNot accepted as vessel identification in foreign ports
Financing / mortgagesEnables preferred ship's mortgage (maritime lien)No preferred mortgage available — UCC filing only
Name protectionVessel name recorded nationally; duplicates rejected in same hailing portNo name protection — names not tracked federally
Which trumps the otherFederal documentation supersedes state registrationApplies only when vessel is NOT federally documented
Key exam rule: Federal law preempts state law on documented vessels. If a vessel is federally documented, the COD is the controlling identity document — state numbers are not displayed. A state-registered vessel that grows to 5+ net tons and is wholly U.S.-owned may elect documentation but is not required to.

Certificate of Documentation (COD) — Eligibility & Benefits

The COD is issued by the USCG National Vessel Documentation Center (NVDC) in Falling Waters, WV. It is the federal equivalent of a title + registration in one document and must be carried aboard at all times.

Eligibility Requirements

  • 5 net tons or more (roughly 25–27 ft overall for most hulls, but net tonnage is volume-based)
  • Wholly owned by a U.S. citizen (individuals, corporations with all-U.S. shareholders, partnerships)
  • Not a public vessel (e.g., not a government-owned vessel)
  • Must not be registered in a foreign country

Key Benefits of Documentation

  • International travel — COD serves as vessel's passport; required in most foreign ports
  • Preferred ship's mortgage — federally recognized maritime lien, enforceable in admiralty court
  • Name protection — vessel name + hailing port recorded nationally; duplicates rejected
  • Nationwide ownership record — clear chain of title through NVDC database
  • Required for certain commercial trades and endorsements

How to Apply — NVDC Process

1

Complete CG-1258 Application

The Application for Initial Issue, Exchange, or Replacement of Certificate of Documentation (CG-1258) is available from the NVDC. Select the appropriate endorsement: recreational, fishery, coastwise, registry, or combination.

2

Assemble Required Documents

Builder's certificate (new vessel) or deletion letter from prior documentation; evidence of U.S. citizenship for all owners; bill of sale chain showing ownership; title (if state-registered); measurement tonnage (if not already on file with NVDC).

3

Mark the Vessel

The official number must be permanently marked on an interior structural member (not a removable plate). The number is preceded by 'NO.' and must be at least 3 inches high. The vessel name and hailing port must be displayed on the hull.

4

Submit and Pay Fees

Submit to NVDC (mail or online portal). Initial documentation fee: $84 for a 5-year term. Renewal: $26 per year. Endorsement changes: $56. Processing typically takes 4–6 weeks; expedited service available.

Documentation Numbers vs. State Registration Numbers

USCG Official Number (documented vessels)
  • • Assigned by NVDC; never changes for the vessel's life
  • • Format: 7-digit number preceded by 'NO.' (e.g., NO. 1234567)
  • • Marked on interior structural member in 3-inch block characters
  • • Does NOT appear on the hull exterior
  • • COD lists the official number, name, hailing port, and endorsements
State Registration Number (undocumented vessels)
  • • Format: state abbreviation + up to 4 numbers + 2 letters (e.g., TX 1234 AB)
  • • Displayed on both sides of the bow, forward half of hull
  • • Block characters, minimum 3 inches high, contrasting color
  • • Validation (year) decal within 6 inches of the number
  • • Registration certificate kept aboard

Hull Identification Number (HIN)

Required on all vessels built after November 1, 1972. The HIN is a 12-character permanent identifier — like a VIN on a car. Altering, removing, or obscuring a HIN is a federal crime.

HIN Locations (2 required)
Primary Location

Starboard (right) side of the transom, upper right corner. Must be above the waterline and visible without moving anything.

Duplicate Location

An unexposed interior location — under a fitting, inside a compartment — to survive tampering. Location must be documented by the manufacturer.

CharactersField NameExampleWhat It Encodes
Characters 1–3MIC (Manufacturer ID Code)ABCAssigned by USCG to each manufacturer. 'ABC' = a hypothetical builder.
Characters 4–8Hull Serial Number12345Unique sequential number assigned by the manufacturer to that specific hull.
Characters 9–10Month & Year of CertificationA6Month as letter (A=Jan … L=Dec) + last digit of model year. 'A6' = January, model year ending in 6.
Characters 11–12Model Year86Last two digits of the model year. Combined with chars 9–10 to confirm production year.

Example full HIN: ABC12345A686 — Manufacturer ABC, hull #12345, certified January, model year 1986.

Required Onboard Documents — Captain's Checklist

Documents marked Inspected Vessels are required only for vessels carrying passengers for hire under a COI. All other documents apply broadly. A USCG boarding officer will verify these — missing documents result in violations that can affect your license.

Certificate of Documentation (COD) or State RegistrationAll Vessels
Required on: All vessels

COD required for documented vessels; state registration for all others. Must be aboard and available for inspection at all times.

Certificate of Inspection (COI)Inspected Vessels
Required on: Inspected vessels only (passengers for hire)

Must be posted in a conspicuous location. Specifies max passengers, route, manning, and required equipment. Valid for typically 5 years.

USCG Merchant Mariner Credential (MMC)All Vessels
Required on: Licensed vessels

The captain's license. Must be aboard while operating. Check expiration — license renewal requires sea service, first aid recertification, and STCW updates if applicable.

Muster List (Emergency Station Bill)Inspected Vessels
Required on: Inspected passenger vessels

Posted in each passenger area. Lists crew assignments for fire, flooding, man overboard, and abandon ship emergencies. Must be current and legible.

Load Line CertificateInspected Vessels
Required on: Load-line assigned vessels

Applies to vessels assigned a load line under 46 CFR Subchapter E. The load line mark (Plimsoll mark) on the hull must match the certificate. Exceeding the load line is a serious violation.

FCC Ship Station LicenseAll Vessels
Required on: Vessels with VHF radio in international waters

Required for any vessel carrying a VHF radio and operating in international waters or foreign ports. In domestic waters only, license not required but recommended. Operator must hold FCC GMDSS or Restricted Radiotelephone Operator Permit.

Oil Record BookAll Vessels
Required on: Vessels 400 GT or more with machinery space bilges

Records all oil transfers, bilge pump operations, and disposal. Must be maintained for 3 years and available for USCG inspection. Required under MARPOL Annex I / APPS.

Garbage Management PlanAll Vessels
Required on: Vessels 12 meters (40 ft) or more

Written plan for garbage handling under MARPOL Annex V. Must designate a crew member responsible for implementation. Posted MARPOL garbage placard required on all vessels 26 ft or more.

Certificate of Inspection (COI) — Deep Dive

The COI is the most exam-tested documentation concept for licensed captains. It applies to all inspected vessels — primarily any vessel carrying passengers for hire (T-boats under Subchapter T, small passenger vessels, passenger vessels).

What the COI Contains

  • Maximum number of passengers permitted
  • Operating route and area limits (ocean, coastwise, inland, rivers, etc.)
  • Manning requirements — number and credentials of required crew
  • Required safety equipment list (PFDs, fire extinguishers, flares, EPIRB, etc.)
  • Minimum freeboard and stability conditions
  • Expiration date and inspection interval
  • Any operating restrictions or conditions

Which Vessels Need a COI

  • Vessels carrying more than 6 passengers for hire (small passenger vessel — Subchapter T)
  • Vessels carrying passengers for hire on international voyages (Subchapter H)
  • Ferry vessels (Subchapter K)
  • Offshore supply vessels and other commercial vessels per applicable subchapter
  • Vessels on specific routes designated by USCG as requiring inspection
6-pack rule: A vessel carrying 6 or fewer paying passengers under an OUPV license is uninspected — no COI required. Carrying 7+ passengers for hire triggers Subchapter T inspection requirements.
Critical Exam Points — COI Violations
  • • Operating an inspected vessel without a valid, posted COI is a violation — can result in civil penalty and license action
  • • Exceeding the passenger count on the COI is a criminal violation under 46 USC 3311
  • • Operating outside the geographic route on the COI (e.g., offshore when limited to inland) is a violation
  • • Failing to post the COI in a conspicuous location accessible to passengers is a violation

Vessel Safety Check (VSC) Program

The VSC is a free, voluntary inspection program conducted by trained USCG Auxiliary and U.S. Power Squadrons examiners. It verifies that a recreational vessel meets all federal and state equipment requirements.

What VSC Examiners Check
  • State registration or USCG documentation
  • Required PFDs — type, count, and condition
  • Fire extinguisher type, charge, and accessibility
  • Visual distress signals (coastal waters) — type and expiration
  • Sound-producing device (horn, bell)
  • Navigation lights — required and operational
  • Ventilation (gasoline-powered vessels)
  • Backfire flame arrestor on carbureted gasoline engines
  • EPIRB if applicable — registration and hydrostatic release
VSC Key Facts
  • Voluntary — not legally required but highly recommended
  • Free of charge — conducted by trained volunteers
  • Vessels that pass receive an annual VSC decal
  • No citations issued — examiners cannot write violations
  • VSC decal may be viewed favorably in USCG boardings
  • Does not substitute for a formal USCG inspection or COI

Required Safety Equipment by Vessel Length

Federal requirements for uninspected recreational vessels. Inspected vessels follow the COI — which may require more. These are the minimums the USCG expects on any boat.

Vessel LengthPFDsFire Extinguishers
Under 16 ft1 Type I, II, or III per person1 B-I (if enclosed engine compartment)
16 to under 26 ft1 Type I, II, or III per person + 1 Type IV throwable1 B-I
26 to under 40 ft1 Type I, II, or III per person + 1 Type IV throwable2 B-I or 1 B-II
40 ft and over1 Type I, II, or III per person + 1 Type IV throwable3 B-I or 1 B-II + 1 B-I

B-I = 2.5 lb dry chemical or equivalent. B-II = 10 lb dry chemical or equivalent. Extinguisher must be serviceable and in date.

VDS required on coastal waters, Great Lakes, territorial seas, and rivers/lakes where you can travel more than 2nm from shore.

Vessels operating beyond 3nm offshore should carry Type I or II PFDs — Type III is inadequate for offshore/rough water conditions.

Exam Tips — Documentation & Inspection

High-Frequency Exam Topics

  • Documentation vs. registration — which system applies and why federal preempts state
  • 5 net tons eligibility threshold for COD — it's volume (internal capacity), not weight
  • COI requirements — which vessels need one, what it must contain, posting requirement
  • 6-passenger rule — OUPV limit before Subchapter T inspection is triggered
  • HIN location — starboard transom (primary) + unexposed interior (duplicate)
  • State registration number display — bow, both sides, 3-inch minimum, contrast required
  • Required onboard documents — COD/registration, COI, MMC, muster list for T-boats
  • Preferred ship's mortgage — available only on documented vessels

Common Exam Traps

  • !Net tons ≠ weight. Net tonnage is a volume measurement. A 26-ft boat may or may not be 5 net tons.
  • !Documentation doesn't eliminate state fees — some states still collect annual registration fees from documented vessels.
  • !The official number is on the interior — not displayed on the hull exterior. The vessel name and hailing port go on the hull.
  • !VSC passing doesn't give you a COI or any legal inspection status — it's voluntary only.
  • !A PLB does not substitute for an EPIRB on a vessel — they serve different regulatory purposes.
  • !The COI must be posted — not just aboard. USCG inspectors check placement, not just existence.
  • !Carrying 7 passengers for hire with only an OUPV 6-pack license is operating outside your credential.

Frequently Asked Questions

Does federal USCG documentation replace state registration?

Yes — federal documentation supersedes state registration requirements when a vessel is documented with the USCG. A documented vessel does not need to display a state registration number, though some states still require payment of annual registration fees (not a number plate). The Certificate of Documentation must be kept aboard and is the vessel's primary legal identity. State registration applies only to undocumented vessels.

What vessels are eligible for USCG documentation?

To be eligible for USCG documentation, a vessel must: (1) measure 5 net tons or more — roughly 25–27 feet of overall length for most monohull recreational vessels, though net tonnage is a volume measure, not a weight; (2) be wholly owned by a U.S. citizen; and (3) not be a public vessel. Ownership by a corporation requires all shareholders to be U.S. citizens. Vessels under 5 net tons cannot be documented and must use state registration.

What is a Certificate of Inspection (COI) and which vessels must have one?

A Certificate of Inspection (COI) is issued by the USCG after a formal inspection and is required for all inspected vessels — primarily any vessel carrying passengers for hire. For a licensed captain, this means passenger vessels (T-boats), small passenger vessels, and vessels on routes requiring inspection. The COI specifies the maximum number of passengers, route limitations (ocean, coastwise, inland, etc.), required safety equipment, manning requirements, and expiration date. An inspected vessel operating without a valid COI is in violation and the captain may lose their license.

What is a Hull Identification Number (HIN) and where is it located?

A Hull Identification Number (HIN) is a 12-character alphanumeric serial number assigned to every vessel manufactured after November 1, 1972. It is permanently affixed in two locations: (1) the primary location is on the starboard side of the transom at the upper right corner, and (2) a duplicate is in an unexposed location (typically under a fitting or inside a compartment) to survive tampering. The HIN encodes the manufacturer's identification code (first 3 characters), the hull serial number (next 5 characters), and the date of manufacture (last 4 characters). The HIN must never be removed, altered, or obscured.

Where must state registration numbers be displayed on a vessel?

State registration numbers must be displayed on each side of the forward half of the vessel — typically on the bow. The number must be painted or permanently attached, read from left to right, and be in plain block characters no less than 3 inches high. The number must contrast with the background color of the hull. The validation decal (current year sticker) must be affixed within 6 inches of the registration number. Documented vessels display the vessel name and hailing port on the hull instead of a state number.

What documents must a licensed captain carry aboard an inspected passenger vessel?

For an inspected passenger vessel (T-boat), the captain must keep aboard: (1) Certificate of Inspection (COI) — posted in a conspicuous location; (2) Certificate of Documentation (COD) or state registration; (3) the captain's own USCG Merchant Mariner Credential (MMC); (4) Muster list (emergency station bill) — posted in each passenger area; (5) Load line certificate if the vessel is load-line assigned; (6) FCC Ship Station License for vessels carrying VHF radio; and (7) Oil Record Book if applicable. The COI and muster list must be posted — not just available — and USCG inspectors verify both during boardings.

What is the Vessel Safety Check (VSC) program?

The Vessel Safety Check (VSC) is a free, voluntary inspection conducted by trained USCG Auxiliary or U.S. Power Squadrons examiners. It verifies that a recreational vessel meets all required safety equipment standards: registration, required PFDs, fire extinguishers, visual distress signals, sound-producing devices, navigation lights, ventilation, and EPIRB/PLB if applicable. Vessels that pass receive a VSC decal for the current year. The VSC does not confer any legal status, but a current VSC decal is sometimes viewed favorably in the event of a USCG boarding.

What is a preferred ship's mortgage and why does documentation enable it?

A preferred ship's mortgage is a maritime lien on a USCG-documented vessel that gives the lender priority over most other claims against the vessel. This is only available on documented vessels — state-registered vessels cannot have a preferred ship's mortgage. Lenders prefer documented vessels because the federal lien is nationally recognized, enforceable in admiralty court, and provides clear title through the NVDC's recorded ownership chain. This is one of the primary commercial reasons owners of eligible vessels choose federal documentation over state registration.

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